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Common Cause
Abstract
Local causal interactions with the entangling apparatus put entangled particles in a spherically symmetric two-particle quantum state Ψ12 that Erwin Schrödinger said cannot be represented as a product of two independent single-particle states. As the particles travel away from the central apparatus C in opposite directions toward measurement devices at A and B the two-particle wave function is in a spherically symmetric singlet state with total spin angular momentum zero. This total spin zero is conserved as a constant of the motion until separate local causal interactions at A and B collapse the two-particle wave function, decohering it into single-particle states Ψ1 and Ψ2 that are now disentangled. As long as local measurements are made at the same pre-agreed upon angle their planar symmetry will maintain total spin zero, the particles will have correlated opposite spin states up-down or down-up, and individual spin states will be randomly up or down. Should measurements at A and B differ by angle θ, perfect correlations will be reduced by cos2θ, as quantum mechanics predicts. We note that no information is communicated (at any speed) between A and B. Single bits of information are created at A and at B, caused by the initial entanglement at C.We explore the idea that simultaneous measurement outcomes at two entangled particles widely separated in space can be correlated as the result of causes or conditions in the past light cone of the measurement events. The initial local causes are symmetries imposed at their entanglement state preparation in the causal center C, the condition is a conservation law that maintains those symmetries as the particles travel to A and B, and the final local causes are the perfectly correlated measurements. There is no faster-than-light communication or interaction between the separated measurement events at A and B. This model opposes the standard view, developed over five decades by Albert Einstein and others, that some kind of faster-than-light instantaneous and nonlocal interaction between a particle and its wave function, or between two particles, is needed to explain entanglement. Einstein first saw an instantaneous (nonlocal) change across the front of a widespread light wave in his 1905 photoelectric effect work. In his later years, Einstein famously called two-particle entanglement "spooky action at a distance" (spukhafte Fernwirkung) in a March 3, 1947 letter to Max Born. Although our focus is on experiments and their data correlations, we will also describe the mathematical quantum theory, its wave functions, and their superpositions or linear combinations of product states that perfectly predict the puzzling correlations. Our model of a "common cause" explaining entanglement is a causal chain of events that begins with the local causes in the entangling apparatus that establishes the initial symmetry of the entangled particles. The particles are put into a spherically symmetric two-particle quantum state Ψ12 that Erwin Schrödinger said cannot be represented as a product of two independent single-particle states Ψ1 and Ψ2.
A ← C → B
As the particles travel away from the central apparatus C in opposite directions toward measurement devices at A and B the two-particle wave function Ψ12 is in a spherically symmetric singlet state with total spin angular momentum zero. This total spin zero is conserved as a constant of the motion.
Conservation is not a causal process in the sense of a causal interaction. Indeed, it demands the lack of any causal interaction with the environment which might decohere the two-particle wave function. But we might say that the conserved property of total electron spin zero is also "local" in the sense that it is traveling along with each particle just as David Bohm's "hidden variables" or David Mermin's "instruction sets" were thought to do.
Galileo's law of Inertia, which became Newton's first law of motion, is a conservation principle. If a particle experiences no causal interactions it will maintain its state of motion, including remaining at rest.
The final causal interactions in our "causal chain" of events are the two measurements at A and B, which create two bits of digital information. As long as local measurements are made at the same pre-agreed upon angle their planar symmetry will maintain total spin zero, the particles will have correlated opposite spin states up-down or down-up, and individual spin states will be randomly up or down. Should measurements at A and B differ by angle θ, perfect correlations will be reduced by cos2θ, as predicted by quantum mechanics.
We can criticize the claim by Bohm1 and Mermin2 that the three components of spin angular momentum must exist and be defined in all spatial directions, x, y, and z (which is impossible), in order for experiments to find the spins perfectly correlated and opposite in all directions when measured. The correct requirement is that there be no preferred spin direction (spherical symmetry) at initial entanglement. The arbitrary but agreed upon direction chosen for the two final measurements maintains the spin symmetry. Each final spin measurement creates a single bit of information. No information is communicated from A to B as Einstein feared.
We shall critically examine the details of entanglement state preparations and the experimental data from particle measurements in six different kinds of entanglement experiments.
The first three (from the 1930's to 1960's) were thought ("gedanken") experiments (really hypothetical theories) involving material particles, atoms and electrons.
The first was Einstein's theoretical work starting in 1905 and culminating in the 1935 EPR paradox paper, his most cited work and the touchstone for all subsequent research on entanglement. David Bohm's proposal in the 1950's that hidden variables could explain entanglement is the second kind of thought experiment. The third is the great work of John Stewart Bell in the 1960's, including his Bell Theorem and his claim that if hidden variables exist they must be non-local.
The fourth and the sixth kind of experiments were actual physical experiments done in laboratories with light particles (photons) entangled by atomic cascades in calcium atoms. In the 1970's John Clauser and Stuart Freedman did the first experiments that violated Bell's inequality. They confirmed the correctness of quantum physics and showed that any "hidden variable" must be non-local. In the 1980's Alain Aspect used fast switching to ensure the particles were already in flight when the choice of measurment angle is made. In the 1990's Anton Zeilinger and his colleagues in Vienna developed spontaneous parametric down conversion(SPDC) techniques to generate entangled photons that are now used in most entanglement experiments. Clauser, Aspect, and Zeilinger received the 2022 Nobel Prize in Physics for their work.
Our fifth kind of entanglement study was the very popular thought experiment of David Mermin in the 1980's.
1) Einstein and the EPR paradox.
Einstein first described two particles exhibiting nonlocal behavior in a conversation with Leon Rosenfeld at a meeting in Berlin in 1933. Before this, nonlocality was between a single light quantum and its light wave.
In 1933, shortly before he left Germany to emigrate to America,
Einstein attended a lecture on quantum electrodynamics by Léon
Rosenfeld. Keep in mind that Rosenfeld was perhaps the most
dogged defender of the Copenhagen Interpretation. After the talk,
Einstein asked Rosenfeld,
“What do you think of this situation?” Suppose two particles are set in motion towards each other with the same, very large, momentum, and they interact with each other for a very short time when they pass at known positions. Consider now an observer who gets hold of one of the particles, far away from the region of interaction, and measures its momentum: then, from the conditions of the experiment, he will obviously be able to deduce the momentum of the other particle. If, however, he chooses to measure the position of the first particle, he will be able tell where the other particle is. It is most unfortunate that Einstein did not explain that measuring the momentum of the first particle allows us to deduce the momentum of the second particle because of the conservation of linear momentum. The same conservation principle explains, as Einstein says, "If, however, he chooses to measure the position of the first particle, he will be able to tell where the other particle is." If Einstein had called this ability "knowledge (information) at a distance," instead of "spooky action at a distance," entanglement might never have been thought "spooky". It would be just a correlation of physical properties resulting from a common cause and a conservation law. Einstein and colleagues Boris Podolsky and Nathan Rosen, proposed in 1935 a paradox (known by their initials as EPR or as the Einstein-Podolsy-Rosen paradox) to exhibit internal contradictions in the new quantum physics. They hoped to show that quantum theory could not describe certain intuitive "elements of reality" and thus was incomplete. They said that, as far as it goes, quantum mechanics is correct, just not "complete." Einstein was correct that quantum theory is "incomplete" relative to classical physics, which has twice as many dynamical variables that can be known with arbitrary precision. But half of this information is missing in quantum physics, due to the indeterminacy principle which allows only one of each pair of non-commuting observables (for example momentum or position) to be known with arbitrary accuracy. Even more important, an individual particle, cannot be said to have a known position before a measurement, since evolution described by the unitary and deterministic Schrödinger equation provides us only probabilities. The most that can be said is that the particle can be found anywhere the probability amplitude is non-zero. This was the core idea of Einstein's claim of "incompleteness." For Bohr to deny this and call quantum mechanics "complete" was just to play word games, which infuriated Einstein. Einstein was also correct that indeterminacy makes quantum theory an irreducibly discontinuous and statistical theory. Its predictions and highly accurate experimental results are statistical in that they depend on an ensemble of identical experiments, not on any individual experiment. Einstein wanted physics to be a continuous field theory, in which all physical variables are completely and locally determined by the four-dimensional field of space-time in his theory of relativity. Einstein and his colleagues Erwin Schrödinger, Max Planck, (later David Bohm), and others hoped for a return to deterministic physics, and the elimination of mysterious quantum phenomena like the superposition of states, the mysterious "collapse" of the wave function, and Schrödinger's famous cat. EPR continues to fascinate determinist philosophers of science who hope to prove that quantum indeterminacy does not exist.
What happens according to the information interpretation of quantum mechanics is an instantaneous change in the information about probabilities (actually complex probability amplitudes). Nothing physical (matter or energy) is moving anywhere.
As we've seen, Einstein had been bothered by "nonlocal" phenomena between a light quantum and its light wave (function) since his 1905 photoelectric paper. But this phenomenon was even more clearly exhibited in EPR experiments as the apparent transfer of something physical, an "action," from one particle to another particle faster than the speed of light.
The 1935 paper was based on Einstein's 1933 question to Leon Rosenfeld about two material particles fired in opposite directions from a central source with equal velocities. He imagined them starting at t0 some distance apart and approaching one another with high velocities. Then for a short time interval from t1 to t1 + Δt the particles are in contact with one another.
After the particles are measured and become entangled at t1, quantum mechanics describes them with a single two-particle wave function Ψ12 that is not the simple product of two one-particle wave functions Ψ1 and Ψ2.
Einstein said that at a later time t2, a measurement of one particle's position would instantly establish the position of the other particle - without measuring it explicitly. And this is correct, just as after the collision of two billiard balls, measurement of one ball tells us exactly where the other one is due to conservation of momentum. But this is not "action at a distance." It is more nearly "knowledge at a distance."
Note that Einstein is implicitly using conservation of linear momentum to know the position of the second particle. Although conservation laws are rarely cited as the explanation, they may be the physical reason that entangled particles always produce correlated results. If the results were not always correlated, the implied violation of a fundamental conservation law would be a much bigger story than mysterious entanglement itself, as interesting and important as that is.
This idea of something measured in one place "influencing" measurements far away challenged what Einstein thought of as "local reality." Einstein thought that when the particles moved far enough apart they could be treated as separated, with independent wave functions Ψ1 and Ψ2.
But Erwin Schrödinger quickly replied to the EPR paper, telling Einstein that his "separation principle" (Trennungsprinzip) was not correct. Today this is known as nonseparability.
The particles can not be separated into a product of independent wave functions, for example, particle A definitely in state 1, particle B in state 2,
Ψ12 ≠ Ψ1A Ψ2B
Instead, particles A and B are each randomly found in state 1 or 2. But Particle B is certain to be in state 2 if particle A is measured in state 1, and vice versa.
Ψ12 = 1/√2 (Ψ1A Ψ2B) + 1/√2 (Ψ2A Ψ1B)
Quantum mechanics says that the particles are not in "pure" quantum states, but a "mixture" of two states, which maintain the coherent phase relations that allow them to interfere with one another.
Schrödinger used Paul Dirac's 1926 principle of superposition and John von Neumann's 1932 motion of "mixed states" in the "density matrix" to create two of the most popular and controversial ideas in quantum mechanics.
First, Schrödinger described the two particles as "entangled" at their first encounter. He called it verschränkt in German. Verschränkt means something like cross-linked. It describes someone standing with arms crossed, where each arm reaches out to touch the other. Today EPR is the classic example of entanglement.
Second, Schrödinger introduced his famous cat, claiming it is in a mixed state or a superposition of live and dead cats!
It was at this point in quantum history that the most controversial two-particle equation above appeared. It combines the ontological chance that Einstein discovered in 1916 with the idea that one quantum state can be described as in a linear combination or superposition of two other states that Dirac introduced in his 1927 "transformation theory" of quantum mechanics.
In Dirac's theory, the coefficients of the two states (1/√2) when squared (1/2) give us the 50% probabilities of finding the particles in the one or the other state.
The equation combines quantum randomness with quantum interference. Interference was made famous in the two-slit experiment, which Richard Feynman almost thirty years after EPR called the “one mystery,” the only mystery at the heart of all quantum mechanics.
Note that the equation does not describe two material particles interacting with one another but their abstract immaterial wave functions Ψ1 and Ψ2 interfering with one another.
These quantum mechanical wave functions, solutions to Schrödinger’s equations of motion (which replace Newton's equations of motion in classical mechanics), were thought by Schrödinger to be describing matter or energy, photons for light waves, mass and perhaps electric charge for electrons.
But in the quantum mechanics of Heisenberg, Jordan, Born, and Dirac the wave functions became “probability amplitudes,” whose absolute squares predict the probability of finding the values of observable quantum properties. And those predictions have been confirmed with extraordinary accuracy by countless experiments.
Let’s look at the equation in its simplest form that describes the superposition state of Schrödinger’s cat.
| Cat > = ( 1/√2) | Live > + ( 1/√2) | Dead >
Although this equation predicts interference between the cat states, such interference is never seen in cats, though it has been measured in surprisingly large macroscopic objects.
Nevertheless, squaring the coefficients 1/√2 tells us that there is 50% chance of finding such a cat in either the live or dead state, i.e., which is confirmed in principle.
Cats = (1/2) Live + (1/2) Dead.
Let's see how this simple equation also describes the two-slit experiment.
Ψ = ( 1/√2) | Left > + ( 1/√2) | Right >
The wave function beyond the two slits is a linear combination or superposition of the wave function passing the left slit | Left > with the wave function passing the right slit | Right >.
Note that whichever slit the particle passes through (and it must go through just one, because a quantum particle cannot become two (violating conservation of mass and/or energy), the probabilities of finding it on the screen are determined by the two-slit superposition. If a particle was detected passing through the left slit, or if the right slit were closed, the interference pattern would depend only on that slit's wave function | Left >.
Given that the double-slit interference appears even if only one particle at a time is incident on the two slits, we see why many say that the particle interferes with itself. But it is the wave function alone that is interfering with itself. Whichever slit the particle goes through, it is the probability amplitude ψ, whose squared modulus |ψ|2 gives us the probability of finding a particle somewhere, the interference pattern. It is what it is because the two slits are open.
Why interference patterns show up when both slits are open, even when particles go through just one slit, though we cannot know which slit or we lose the interference.
2) David Bohm and "hidden variables."
In our second kind of "thought experiment," David Bohm replaced Einstein's separating particles with a hydrogen molecule disassociating into two hydrogen atoms, each with ℏ/2 of spin angular momentum.
Instead of measuring linear momentum, Bohm proposed using two hydrogen atoms that are prepared in an initial state of known total spin angular momentum zero (the H2 molecule). Momentum and position are continuous variables. Spin is discrete. Bohm argued that measurements of discrete variables would be more precise. Bohm also proposed local "hidden variables" might be needed to explain the correlations. Here is his description. Note that it includes the two-particle wave function describing the superposition of mixed states.
We consider a molecule of total spin zero consisting of two atoms, each of spin one-half. The wave function of the system is thereforeNote that when Bohm says "because the total spin is still zero, it can immediately be concluded that the same component of the spin of the other particle (B) is opposite to that of A," he is implicitly using the conservation of total spin angular momentum. Note also that our superposition equation for the two particles predicts a 50% chance that the first particle will be spin up (ψ+ (1)) and the second down (ψ- (2)) and a 50% chance of the reverse, that the first particle will be spin down (ψ- (1)) and the second will be up (ψ+ (2)). In either case the total spin is always certain to be conserved as zero. Next note that while the total spin is certain to be zero, the outcome for each particle is completely random, half the outcomes are found up and the other half outcomes down. Finally note that these amazing predictions of outcomes individually random but together perfectly correlated, as confirmed by numerous experiments, provide us with no mechanisms, no interactions between the particles that produce these perfectly correlated outcomes. It is simply that as Bohm says, "because the total spin is still zero, it can immediately be concluded that the same component of the spin of the other particle (B) is opposite to that of A." We can ask ourselves whether the first thought experiment (EPR) really needed some mechanism, some interaction, an "action-at-a-distance," as Einstein called it, to keep the particles moving symmetrically away from their center? In the absence of an external asymmetric force, all motions are mirror images, preserving their original symmetry and their perfect conservation of total linear momentum, as well as spin angular momentum. If linear momentum is conserved (by symmetry) without continuing interactions between particles, isn't conservation of spin angular momentum a much more plausible explanation than impossible faster-than-light interactions? In 1964, John Bell made a study of EPR and David Bohm's suggestion that local hidden variables could provide a mechanism that would explain entanglement. Instead of electrons, Bell proposed an experiment using photons and polarizers that measures the angular dependence of the falloff in perfect correlations when experimenters at A and B (usually called Alice and Bob) don't set their polarizers at the same angle (which we argue is needed to preserve the symmetry of the initial entanglement and the conservation of critical properties like spin angular momentum). Correlations are perfect when they measure at the same (pre-agreed-upon) angle. When their polarizer angles differ by ninety degrees, all correlations are lost. At intermediate angle differences θ, correlations diminish proportional to the square of the cosine of their angle difference - cos2θ, and not in a straight line as John Bell's theorem about inequalities mistakenly assumed.
Arguments Against a Common Cause
David Bohm gave the best known (but mistaken) criticism of a common cause explanation. He said that the electron spins would need to have pre-determined values in all three x, y, z directions at initial entanglement, but that this is impossible.
Only one spin component can have a definite value, say sz. When sz has the value ℏ, the other two components sy and sx are indeterminate.
Bohm and his colleague Yakir Aharonov wrote in 1957 that in classical mechanics, the molecule could have all three components of the spin well-defined, but this is impossible for quantum mechanics, since at most one component of the spin can be well-defined...
If this were a classical system, there would be no difficulty in interpreting the above results, because all components of the spin of each particle are well defined at each instant of time. Thus, in the molecule, each component of the spin of particle A has, from the very beginning, a value opposite to that of the same component of B; and this relationship does not change when the atom disintegrates. In other words, the two spin vectors are correlated. Hence, the measurement of any component of the spin of A permits us to conclude also that the same component of B is opposite in value. The possibility of obtaining knowledge of the spin of particle B in this way evidently does not imply any interaction of the apparatus with particle B or any interaction between A and B. In quantum theory, a difficulty arises, in the interpretation of the above experiment, because only one component of the spin of each particle can have a definite value at a given time. Thus, if the x component is definite, then the y and z components are indeterminate and we may regard them more or less as in a kind of random fluctuation.N David Mermin made a similar argument in 1988, claiming that in the absence of spooky actions, it appears that both photons must have definite polarizations along every conceivable direction... Both photons must have had definite polarizations along α. Furthermore, since the conclusion that one photon has a definite polarization along the direction α does not require an actual measurement of the polarization of the other along that direction (again, in the absence of spooky connections), and since not measuring polarization along a direction α is the same as not measuring it along any other direction, we are led to conclude that both photons must have definite polarizations along every conceivable direction.In our analysis we show how a hidden constant of the motion can carry common causes of entanglement to the "separated" particles. It is not that atoms and electrons must have spins along all three directions or that both photons must have definite polarizations along every conceivable direction. It is that the two-particle wave function is spherically symmetric with no definite spins in any direction, that is, until the measurements, which each create one bit of information and the perfectly correlated spins. The initial entanglement need only create a spherically symmetric state like the singlet state of the hydrogen molecule or the helium atom. Normal | Teacher | Scholar |